Peter resides in the Dallas area and has served as a financial consultant since 2010.
He has traveled extensively, conducting missions and teaching English classes overseas. He enjoys spending time with his 10 nieces and nephews and is happy that the youngest one shares his name.
After spending some time traveling alone, Peter has developed a greater appreciation for being around family and is happy to form close relationships with his clients, as well as to serve them in the best possible way. Peter enjoys playing the guitar, running, and attending church.
We are an independent financial planning firm delivering customized advice and expertise to best serve your family's needs.
General Information |
| Firm Start Year: | 2023 | |
| No. of Employees: | 50-99 | |
| Name of Broker/Dealer: | PKS |
| Name of Custodial Firm: | Schwab |
| Number of Years with Current Firm: | 2 |
| Work Experience: | Most of Peter's clients are served through portfolio management. But Peter does also have extensive knowledge about qualified and non-qualified plans for small closely held firms. Peter also enjoys shopping client's life policies to reduce costs for his clients as he has several years experience working with clients that hadn't review their policies in many years. |
| Advisory Services Provided: | Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Variable Annuity, Long Term Care, Variable Life, HMO, Disability, Property, Casualty, Life, Health, Annuity, Accident |
Firm Information |
| Firm's Number of Clients: | 5000 |
| Firm's Number of Planning Clients: | 2500 |
| Firm's Number of Managed Clients: | 5000 |
| Assets Managed by Firm: | $1B |
| Advisor's Number of Clients: | 300 |
| Advisor's Number of Managed Clients: | 300 |
| Advisor's Number of Planning Clients: | 50 |
| Assets Managed by Advisor: | $70,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Only |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
Education |
| Bachelor of Science - Construction Science | Texas A&M - College Station 09/01/1996-05/01/2001 |
Financial Services |
| Financial Planning for Businesses
We can analyze exit strategy, protection of business ownership and structure. Tax deferral through qualified plans including pensions. |
| Financial Planning for Individuals
All of our plans are complementary done through our planning tool called eMoney. |
| Financial Advice & Consulting
Complementary financial plan with our planning tool and client website along with free advice and consulting on finances. |
| Portfolio Management
We use fully customizable managed accounts held at Charles Schwab. We do tax harvesting as well as private placements. |
| Retirement Planning
We do complementary retirement plans for clients showing all cash flows if needed. |
| 401K Rollovers
For a 401k rollover we typically set up managed accounts with Schwab or Variable annuities if the client wants guaranteed benefits. |
| Insurance Planning
Life and annuity we work with all major carriers through our distribution channel FIG. |
| Annuities
We work with all major carriers for registered and non-registered annuities. |
| Estate Planning & Trusts
Although we don't do estate planning and trusts we refer to trusted attorney for trusts and estate planning. |
| Tax Advice and Services
We don't give tax advice but refer to cpa unless unless the tax savings has to do with investments. |
| Education Funding and Planning
We do 529 plans with American Funds as custodian for college savings. |
| Investment Advice & Management
We provide free advice as most of our revenue is from fiduciary fee-based management. |
| Wealth Management
We manage portfolios for our clients that are fully customizable to our clients' needs. |
| Risk Management
Through Victory Insurance we have property and casualty offerings as well as life insurance. |
| Money Management
We have 8 core portfolios that we manage in-house with Victory investment team with Schwab as custodian. |
Disclaimer |
| Securities offered through Purshe Kaplan Sterling Investments, Member FINRA/SIPC. Headquartered at 80 State Street, Albany, NY 12207. Purshe Kaplan Sterling and Victory Financial Group, LLC are not affiliated companies. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer. Investment advisory services offered through Victory Financial Group LLC. Victory Financial Group LLC does not accept orders and/or instructions regarding your account by e-mail, voice mail, fax or any alternate non-verbal method. Transactional details do not supersede normal trade confirmations or statements. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer. |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
I have a clean record
Criminal Disclosures in Last 5 years:
I have a clean record
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